Sewickley Financial LLC (“SFLLC”) is a Registered Investment Advisory company founded by Eric N Carlson. SFLLC’s advisory business is 100% fee-based and we accept only advisory fees for Assets Under Management (“AUM”). We do not accept commissions, brokerage fees, or other incentives associated with our clients’ accounts.
SFLLC’s fee structure is intentionally transparent and simple for the client & advisor. The structure aligns the advisor’s interests with those of the client. This focuses the relationship on maximizing client assets.
SFLLC does not hold dual registration. SFLLC does not accept commissions. While SFLLC may negotiate transaction fees with custodians, any transaction fees are the responsibility of the client and are separate from advisory fees.
Advisory fees are charged quarterly in arrears according to AUM. Assets are managed by household and fees are recognized as earned. The minimum household size is $1,000,000 or more of investable assets.
Financial planning is considered to be coincident to the advisory service. Clients choosing financial planning services without an advisory relationship will be charged an hourly rate for said services.
SFLLC invests primarily in publicly traded liquid assets, mainly US equities, index funds, and ETFs. As conditions warrant, SFLLC may invest in ADRs or liquid non-US listed equities.